compliance |  liability of executive bodies.

range of consulting services.

compliance management systems.
d+o.
money laundering act.

compliance management systems.

We advise and support our clients with regard to individualized compliance management systems, risk analyses, and internal investigations. Services.

services.

  • The establishment, implementation, and ongoing monitoring of compliance management systems in companies
  • Conducting compliance risk analyses, as well as special audits on behalf of companies
  • Conducting internal investigations

d+o.

We advise and support our clients in all aspects of directors and officers insurance (D&O), including risk analysis and reviewing existing insurance policies. Services.

services.

  • Individual consulting on the necessity of D&O and/or fidelity insurance in the context of general compliance
  • Analysis of existing risks for ensuring adequate protection
  • Review of existing and new insurance terms within the context of individual requirements

money laundering act.

Consulting in all matters surrounding the German Money Laundering Act.

services.

  • Counsel on introducing a general risk management system
  • Preparation and documentation for risk analysis (§ 5 German Money Laundering Act [GwG])
  • Introduction of security measures (§ 6 GWG)
  • Assisting with the examinations of supervisory authorities
  • Consulting on duties to provide notification under the Transparency Register
  • Support of colleagues (with a client protection agreement)
Ulrich Derlien
  • Phone +49 821-57058-0
    +49 172 8662995
  • Fax +49 821-57058-153
  • Email ulrich.derlien@sonntag-partner.de
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